The initiative builds on the flexibility provided under SEBI鈥檚 securities lending
and borrowing framework, which allows the introduction of contracts with different tenures based on the evolving needs of market participants
Basel Committee considers requiring banks falling into scope of the Global Systemically Important Bank (G-SIB) framework to report G-SIB indicators based on average values over the reporting year, rather than by using year-end values
The European Banking Authority and the European Securities and Markets Authority have released a consultation paper on two draft joint guidelines under the Markets in Crypto-Assets regulation
The UK regulator ruled that the transactions were carried out in a way 鈥渢hat was highly suggestive of financial crime鈥 and that the broker had failed to manage risk that it was being used to facilitate fraudulent trading and moneylaundering
This is the fourth penalty applied by the UK regulator and the largest that it has applied to date relating to div arb violations. MCM qualified for a 30% reduction under the Settlement Discount Scheme since it did not dispute the FCA's charges
Regulatory reporting is a 鈥渃ritical鈥 aspect of business that firms need to be paying attention to, speakers on the 鈥楻egulatory Reporting: Rewrite, reform, refit鈥 panel at this year鈥檚 Securities 麻豆影视传媒 Technology Symposium in Boston agreed