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FINRA issues US$475,000 fine to Interactive Brokers
24 October 2024 US
Reporter: Carmella Haswell

It was found the firm violated Exchange Act 15(c) and Exchange Act Rule 15c3-3(b)(l) when it returned shares to customers and thereby created or increased segregation deficits

EquiLend announces new CEO
23 October 2024 US
Reporter: Carmella Haswell

Rich Grossi takes on the new role following the departure of former EquiLend CEO Brian Lamb

OCC appoints Keller and West to board of directors
23 October 2024 UK
Reporter: Carmella Haswell

Rachelle Keller and Mike West have joined the board, collectively bringing over 60 years of experience in the financial markets

ECB trial participants process cleared repo transactions on DLT
23 October 2024 Europe
Reporter: Carmella Haswell

Clearstream, ABN Amro Bank, ABN Amro Clearing, Rabobank, Eurex Clearing, and Eurex Repo were all involved in the transaction which took place during the ECB trials

MarketAxess reports 87% jump in matched repo trade ADV for Q3
22 October 2024 UK
Reporter: Daniel Tison

The repo post-trade central matching platform recorded the highest matched trade average daily volume since its inception

GLEIF opens new office in Mumbai
22 October 2024 India
Reporter: Daniel Tison

The establishment is designed to allow GLEIF to actively engage and directly collaborate with Indian LEI stakeholders and regulators at a localised level

Hazeltree selects Necto API for zConnect platform
21 October 2024 US
Reporter: Daniel Tison

This integration aims to offer support for hedge funds, private equity firms, and fund administrators, as well as to enhance Hazeltree鈥檚 global bank connectivity network

ISDA Digital Regulatory Reporting takes effect in Australia and Singapore
21 October 2024 Australia, Singapore
Reporter: Daniel Tison

The updated regulations aim to enhance transparency and oversight in OTC derivatives markets in Singapore and Australia

Sharegain collaborates with DriveWealth to unlock securities lending
21 October 2024 UK
Reporter: Carmella Haswell

The partnership aims to open up opportunities for online brokers globally and allow them to integrate the full suite of capabilities of both platforms

Clearstream reaches 鈧�10 billion digital issuance volume on D7
21 October 2024 Luxembourg
Reporter: Carmella Haswell

The platform has processed over 250,000 digital issuances, with up to 15,000 new digital issuances added on a weekly basis

Thailand to increase brokerage violation fines
21 October 2024 Thailand
Reporter: Daniel Tison

The fine penalty against naked short selling and failed margin calls will triple from 1 November

DTCC announces Industry Sandbox
21 October 2024 US
Reporter: Klea Neza

The firm says Digital Launchpad will feature market participants, technology providers, and others working together to identify and collaborate on meaningful pilots