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FINRA proposes changes to short sale reporting
08 June 2021 US
Reporter: Bob Currie

Industry asked to provide feedback on extension of reporting coverage, moves to daily or weekly submissions, and the value of a reporting framework for stock lending activity

Brain trust: Kaizen launches board of experts to boost quality of regulatory reporting data
08 June 2021 UK
Reporter: Alex Pugh

The UK-based financial consultancy鈥檚 new advisory board is made up of regulation, technology, law and financial services heavyweights, who between them have decades of experience in all aspects of the regulatory landscape

Julie Hubbard moves to Fidelity Investments
08 June 2021 US
Reporter: Alex Pugh

Hubbard joins as senior vice president, managing director of the US multinational financial services company, which recently began offering automated lending via its Fidelity Agency Lending platform

ESMA publishes new Stress Test framework for CCPs
07 June 2021 France
Reporter: Bob Currie

The European securities regulator鈥檚 2021 methodology adds operational risk to established credit and concentration risk assessment criteria

DAIM launches stable coin treasury management programme
07 June 2021 US
Reporter: Alex Pugh

The DAIM Treasury Management Program for corporate clients will enhance idle cash returns held in treasury and could help companies earn up to 8 per cent yields through over-collateralised lending facilities

RMA and State Street release ESG data white paper
04 June 2021 US
Reporter: Alex Pugh

鈥淪ustainable investing is increasingly influencing how asset owners and managers are making investment related decisions, and it is important to align on how to integrate ESG data into our lending programmes,鈥� says RMA鈥檚 Nick Delikaris

US SEC appoints new trading and markets director
04 June 2021 US
Reporter: Alex Pugh

David Saltiel will assist the SEC in executing its responsibility for maintaining fair, orderly, and efficient markets, providing day-to-day oversight of the major securities market participants

Mark Taylor joins Broadridge
04 June 2021 UK
Reporter: Maddie Saghir

In his new role, Taylor will help shape Broadridge鈥檚 international go-to-market strategy, drive business development and expand the wider international solution sales team

Global PSSL expands ESG short activism group
03 June 2021 Canada
Reporter: Alex Pugh

Blue Orca Capital鈥檚 Soren Aandahl will co-chair Global PSSL鈥檚 workstream on Short鈥揕ong Investments and ESG

Moonpay and Matcha launch digital platform accepting fiat currencies
03 June 2021 US
Reporter: Bob Currie

Decentralised exchanges extend new ways that users can access financial products globally, say partners in platform initiative

Mind your language: Australian securities regulator targets activist short sellers
03 June 2021 Australia
Reporter: Alex Pugh

The regulator also implores market participants to snitch on any so-called suspicious short selling activity, as part of guidelines designed to protect targeted Australian companies

OCC records highest ever May cleared contract volume
03 June 2021 US
Reporter: Alex Pugh

OCC provides central counterparty clearing and settlement services to 19 exchanges and trading platforms for options, financial futures, and securities lending transactions