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FCA claims first scalp in cum-ex tax fraud campaign
06 May 2021 UK
Reporter: Drew Nicol

The FCA has fined Sapien for facilitating a dividend arbitrage scheme by Solo Group and its underlying off-shore clients, which were all connected to Sanjay Shah, and illegally collected withholding tax reclaims from the tax authorities of Denmark an

ISLA鈥檚 Adrian Dale joins ESMA鈥檚 post trade group
05 May 2021 UK
Reporter: Alex Pugh

The working group will prepare relevant technical work and develop guidelines for the post trade space

Ravi Kotecha to lead BCS鈥� treasury operations
05 May 2021 UK
Reporter: Alex Pugh

Kotecha will leverage his extensive international experience at banking institutions in aid of BCS鈥� institutional, corporate clients and high-net-worth individuals in Russia and internationally

Canadian DB plans post modest losses, observes RBC I&TS
05 May 2021 Canada
Reporter: Alex Pugh

Canadian DB pension plans posted a -0.2 per cent median return in Q1 2021 amid an improved economic outlook, according to the RBC I&TS All Plan Universe

OCC reports April cleared lending volume spike
05 May 2021 US
Reporter: Drew Nicol

The average daily loan value recorded by the equity derivatives clearinghouse last month was up 87.5 per cent from the same month during 2020

Global securities finance revenues increase by fifth YoY in April
04 May 2021 US
Reporter: Alex Pugh

Following the relaxation of short selling bans, European equity revenues witness a recovery

AccessFintech collaborates with SIX to provide CSDR eligibility, reference and price data
04 May 2021 Switzerland
Reporter: Maddie Saghir

鈥淥ur partnership with AccessFintech will allow the visualisation and categorisation of the most up to date reference and pricing data," says Heiko Stuber, senior product manager at SIX

SEC chair to testify at final GameStop hearing
04 May 2021 US
Reporter: Drew Nicol

This week鈥檚 hearing will be an opportunity for committee members to present their policy recommendations to the SEC for rule changes to mitigate the risks similar future events may pose to investors and market stability

South Korea short selling ban on major indices ends
04 May 2021 South Korea
Reporter: Alex Pugh

The country鈥檚 financial regulator has used the substantial length of time to curb illegal activity and boost protections, and opportunities, for retail investors who wish to participate in short selling

Exclusive: Daron Pearce departs BNY Mellon
01 May 2021 UK
Reporter: Justin Lawson

Daron Pearce, CEO for BNY Mellon's EMEA asset servicing business, has left the bank after 20 years

Cowen reveals record Q1 2021 financial results
30 April 2021 US
Reporter: Alex Pugh

鈥淥ur record results in the first quarter demonstrate that our business continues to perform at a high level,鈥� says Cowen鈥檚 CEO

WeMatch releases a new sales to trader workflow tool
30 April 2021 UK
Reporter: Alex Pugh

The front office workflow tool provider says historically, 鈥渃ommunication has been inadequate from an efficiency standpoint"