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ESMA publishes draft rules for third country firms under MiFID II
28 September 2020 Brussels
Reporter: Maddie Saghir

ESMA has published draft regulatory and implementing technical standards for third-country firms under MiFIR and MiFID II regimes

Clearstream鈥檚 Richard Glen becomes head of collateral management
28 September 2020 London
Reporter: Natalie Turner

Glen was previously Clearstream鈥檚 head of client relations in the UK, Ireland, Nordics and Americas

Pearce swaps FIS for TP ICAP
28 September 2020 New York
Reporter: Natalie Turner

TP ICAP has appointed former FIS senior sales executive Ann-Marie Pearce, as its newest broker

Banque de Luxembourg taps MarketAxess for trading solution
28 September 2020 New York
Reporter: Drew Nicol

Axess IQ launched in November 2019 and has been imbued it with 鈥渇urther enhancements鈥�, including the integration of Auto-X, the automated trading solution, and Composite+, an artificial intelligence-powered pricing engine, into its workflow

ESMA: Regulators and tax authorities must unite to thwart cum-ex
25 September 2020 Frankfurt
Reporter: Natalie Turner

The EU securities markets watchdog is calling for national regulators to gain new powers to share information and crackdown on cum-ex tax fraud

Women in Securities 麻豆影视传媒 explores emotional intelligence in webinar
25 September 2020 New York
Reporter: Natalie Turner

Emotional intelligence is the key to effective team management amid new COVID-19 lockdowns, says CEO of Centre for Advanced Emotional Intelligence

ESMA appoints new chair of CCP supervisory committee
24 September 2020 Frankfurt
Reporter: Natalie Turner

ESMA鈥檚 board of supervisors submitted its nominations in August for its new chair and independent members and the individuals have now been approved by the European Parliament

Zickwolff steps down as CEO for CCP12
24 September 2020 Shanghai
Reporter: Natalie Turner

The Global Association of Central Counterparties has appointed Teo Floor as its new CEO, as Marcus Zickwolff steps down

Deutsche Bank wins dismissal of Warburg鈥檚 cum-ex suit
24 September 2020 Frankfurt
Reporter: Drew Nicol

Deutsche Bank has dodged a 鈧�167 million cum-ex tax bill after Frankfurt Regional Court found it was not liable to pay for MM Warburg鈥檚 capital gains taxes

DTCC names Lisa Hershey as chief compliance officer
24 September 2020 New York
Reporter: Becky Bellamy

Reporting to Ann Shuman, DTCC鈥檚 managing director and general counsel, Lisa Hersey will be responsible for leading the firm鈥檚 compliance function

Deutsche Boerse's withdrawal from regtech raises concerns, says Cappitech
23 September 2020 London
Reporter: Natalie Turner

As the second regulatory service provider to leave the market this year, DB鈥檚 hub sale to MarketAxess is expected to inflate pricing and put pressure on clients to align with a single provider

MarketAxess snaps up Deutsche Boerse鈥檚 Regulatory Reporting Hub
23 September 2020 Frankfurt
Reporter: Drew Nicol

MarketAxess says acquiring the Regulatory Reporting Hub will help to further expand and enhance its established services particularly in Germany, France and the Nordics