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Generic business image for news articles Women in Securities Âé¶¹Ó°ÊÓ´«Ã½ explores emotional intelligence in webinar
25 September 2020 New York
Reporter: Natalie Turner

Emotional intelligence is the key to effective team management amid new COVID-19 lockdowns, says CEO of Centre for Advanced Emotional Intelligence
Generic business image for news articles ESMA appoints new chair of CCP supervisory committee
24 September 2020 Frankfurt
Reporter: Natalie Turner

ESMA’s board of supervisors submitted its nominations in August for its new chair and independent members and the individuals have now been approved by the European Parliament
Generic business image for news articles Zickwolff steps down as CEO for CCP12
24 September 2020 Shanghai
Reporter: Natalie Turner

The Global Association of Central Counterparties has appointed Teo Floor as its new CEO, as Marcus Zickwolff steps down
Generic business image for news articles Deutsche Bank wins dismissal of Warburg’s cum-ex suit
24 September 2020 Frankfurt
Reporter: Drew Nicol

Deutsche Bank has dodged a €167 million cum-ex tax bill after Frankfurt Regional Court found it was not liable to pay for MM Warburg’s capital gains taxes
Generic business image for news articles DTCC names Lisa Hershey as chief compliance officer
24 September 2020 New York
Reporter: Becky Bellamy

Reporting to Ann Shuman, DTCC’s managing director and general counsel, Lisa Hersey will be responsible for leading the firm’s compliance function
Generic business image for news articles Deutsche Boerse's withdrawal from regtech raises concerns, says Cappitech
23 September 2020 London
Reporter: Natalie Turner

As the second regulatory service provider to leave the market this year, DB’s hub sale to MarketAxess is expected to inflate pricing and put pressure on clients to align with a single provider
Generic business image for news articles MarketAxess snaps up Deutsche Boerse’s Regulatory Reporting Hub
23 September 2020 Frankfurt
Reporter: Drew Nicol

MarketAxess says acquiring the Regulatory Reporting Hub will help to further expand and enhance its established services particularly in Germany, France and the Nordics
Generic business image for news articles Phil Buck resurfaces at Ediphy
23 September London
Reporter: Drew Nicol

Ediphy aims to be a one-stop partner for achieving best execution across a multitude of liquidity sources
Generic business image for news articles CloudMargin achieves $15 million capital raise
22 September 2020 London
Reporter: Rebecca Delaney

Deutsche Boerse, Deutsche Bank and Citi were among the primary investors that raised $15 million for the cloud-based collateral management solutions provider
Generic business image for news articles Thailand to lift short selling restrictions
22 September 2020 Thailand
Reporter: Natalie Turner

PASLA has welcomed the Stock Exchange of Thailand’s decision to remove the uptick rule on short selling from next month and are encouraging other Asian markets to follow suit
Generic business image for news articles Delta Capita makes senior hire in Asia
22 September 2020 Singapore
Reporter: Rebecca Delaney

Delta Capita has appointed Jerry Ngo as vice chairman for Asia, based in Singapore
Generic business image for news articles Broadridge’s Paul Wilson gets new EMEA/APAC brief
22 September 2020 London
Reporter: Natalie Turner

Wilson’s previous role as account manager has been snapped up by Lisa Pickup, who has spent the past 14 years with Credit Suisse as a securities lending trader
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