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SEC commissioner hints at post-GameStop regulatory landscape
24 February 2021 US
Reporter: Alex Pugh

An SEC commissioner鈥檚 speech has given some indication of where the agency stands on further regulations post-GameStop

DTCC proposes move to shorten US settlement cycle to T+1 by 2023
24 February 2021 US
Reporter: Becky Bellamy

In order to move to T+1, DTCC says industry participants must align and agree to shorten the settlement cycle by implementing the necessary operational and business changes, and regulators must be engaged

Citadel and Robinhood call for T+1 settlement cycle
23 February 2021 US
Reporter: Maddie Saghir

The CEOs of Citadel and Robinhood are calling for the US settlement system to be overhauled and shortened to protect against a repeat of the January GameStop volatility

ISLA unveils digitisation vision and next steps in white paper
23 February 2021 UK
Reporter: Drew Nicol

The Legal Clause Library & Legal Data Standards paper sets out ISLA鈥檚 vision for a direction of travel for the industry in its digitalisation of the GMSLA, other documentation, and the industry at large

WFE: Market activity has 鈥榮wiftly鈥� recovered from COVID-19
23 February 2021 UK
Reporter: Maddie Saghir

The WFE says the markets remained open and functioning despite the exceptional circumstances in 2020, but, after the peak in uncertainty observed in March, markets quickly recovered

Cowen sees YoY securities finance earnings boost
22 February 2021 US
Reporter: Alex Pugh

The US multinational鈥檚 broker-dealer saw institutional services, including securities finance, revenue increase by almost a third YoY

US House considers calls for enhanced short selling disclosures after GameStop saga
19 February 2021 US
Reporter: Alex Pugh

A half-forgotten section of the US Dodd-Frank Act is being eyed as a vehicle to enact greater oversight of short selling activities and stamp-out perceived market manipulation

Exclusive: Morgan Stanley鈥檚 O鈥橣lynn hands the BRM reins to Patel
19 February 2021 UK
Reporter: Drew Nicol

Ciaran O鈥橣lynn is set to hand over control of Morgan Stanley鈥檚 BRM business to Tejash Patel and is expected to assume a new leadership role after five years reforming the division鈥檚 sales, trading and treasury functions

ICMA publishes first update to SFTR guide post-Brexit
19 February 2021 UK
Reporter: Drew Nicol

The ERCC鈥檚 SFTR taskforce has updated its reporting guide a sixth time to reflect new guidance on Brexit, settlement fails and LEIs, among other changes

Canadian pension fund CPP Investments joins GPFA
19 February 2021 Canada
Reporter: Drew Nicol

CPP Investments brings $475.7 billion in assets under management (as of 31 December 2020) to the peer-to-peer lending pool the association is forming, which already accounted for more than $6 trillion from 11 members as of January

Charles Schwab lending earnings soar after TD Ameritrade deal
18 February 2021 US
Reporter: Drew Nicol

Following its acquisition of TD Ameritrade, Charles Schwab recorded more securities lending revenue in one quarter than it did in all of 2019

Philippines inches closer to allowing short selling
18 February 2021 Philippines
Reporter: Alex Pugh

The archipelago nation is seeking approval for the use of offshore collateral before welcoming short selling to the market