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UK鈥檚 FCA 鈥渦nlikely鈥� to ban short selling
16 March 2020 London
Reporter: Drew Nicol

The FCA has so far stopped short of imposing a short selling ban on any UK stocks and is unlikely to do so, according to Nick Bayley, managing director and head of Duff & Phelps鈥� compliance and regulatory consulting practice

Pierpoint launches online securities lending training course
16 March 2020 London
Reporter: Drew Nicol

The securities finance-focused boutique consultancy firm has produced an online introductory training course for securities lending participants

Spanish regulator bans short selling amid coronavirus driven sell-off
13 March 2020 Madrid
Reporter: Drew Nicol

The ban is in effect for Friday鈥檚 trading sessions and applies to all liquid shares whose price has fell by more than 10 percent and all illiquid shares whose price that fell by more than 20 percent on Thursday

Eurex expands OTC clearing services to Japan
13 March 2020 Frankfurt
Reporter: Drew Nicol

The gate now stands open for Eurex Clearing to offer its services directly to one of the largest ETD and OTC derivatives markets

REGIS-TR teams up with GLMX on delegated SFTR reporting services
12 March 2020 Luxembourg
Reporter: Drew Nicol

The SFTR reporting service arms race continues to escalate with REGIS-TR and GLMX the latest to collaborate on a hosted service

Kevin Lo Primo to depart Cowen
11 March 2020 London
Reporter: Justin Lawson

Global co-head of prime brokerage Kevin Lo Primo is to exit Cowen

SEC appoints new senior financial analyst
11 March 2020 New York
Reporter: Natalie Turner

Viktoria Baklanova has joined the SEC as a senior financial analyst

Eurex welcome Nick Barnes
11 March 2020 London
Reporter: Natalie Turner

Eurex has appointed seasoned trader as senior vice president

GLMX join UnaVista partner programme
11 March 2020 New York
Reporter: Natalie Turner

GLMX joins UnaVista partner programme to ease SFTR reporting process

TP ICAP appoint senior broker
10 March 2020 London
Reporter: Natalie Turner

TP ICAP appoint a new senior broker for Delta One at Tullett Prebon

OCC names new board members
10 March 2020 Chicago
Reporter: Justin Lawson

OCC introduces two new board members who will replace Tom Wittman and Mark Dehnert

HQLA岬� receives new investment
10 March 2020 Amsterdam
Reporter: Justin Lawson

Dutch bank ING invests in blockchain-based securities lending platform HQLA岬�