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FIS鈥檚 Traquair retires
08 December 2016 Toronto
Reporter: Drew Nicol

FIS鈥檚 Brian Traquair has retired after 15 years at the company. He most recently served as group executive vice president of capital markets, based in Toronto...

ING launch synthetics PB platform for buy side
08 December 2016 New York
Reporter: Drew Nicol

ING Capital Markets has launched a synthetic prime brokerage platform to address hedge funds鈥� demand for cross-asset portfolio swap products...

Lombard鈥檚 Colline heads to Germany in 2017
08 December 2016 London
Reporter: Drew Nicol

Lombard Risk鈥檚 flagship cloud-based collateral management solution Colline will be introduced to the German market in early 2017...

Cowen goes-live with PB platform
07 December 2016 London
Reporter: Drew Nicol

Cowen Group has onboarded the first customers to its newly-launched international prime brokerage business following an extensive acquisition and hiring campaign...

India to maintain repo/reverse repo rates
07 December 2016 New Delhi
Reporter: Drew Nicol

The Reserve Bank of India is keeping its policy repo rate at 6.25 percent after a unanimous vote of the monetary policy committee on 7 December...

US broker fined for pre-IPO swaps negligence
07 December 2016 Washington DC
Reporter: Drew Nicol

The US Securities and Exchange Commission has fined an online broker for failing to register security-based swaps that were sold to shareholders in pre-initial public offering companies...

ICAP reports strong November EU repo
06 December 2016 London
Reporter: Drew Nicol

ICAP Electronic Market recorded a 15 percent year-over-year increase in European repo transactions in November...

Asian exchanges bolster lendable securities lists
06 December 2016 Shanghai
Reporter: Drew Nicol

The Shanghai Stock Exchange, in concert with the Shenzhen Stock Exchange, has significantly increased the number of underlying stocks available for securities lending, while also loosening the reins on margin trading rules...

Shorters round on retailers despite Trump bump-up
05 December 2016 London
Reporter: Drew Nicol

US retailer Restoration Hardware has attracted more than double the short interest than any other firm in North America in the week ahead of earnings, according to an IHS Markit research note...

OCC imbues senior leadership with new CFO
05 December 2016 Chicago
Reporter: Drew Nicol

OCC has brought on former Optiver US CFO Amy Shelly as senior vice president and CFO...

OneChicago enjoys volume boost in November
02 December 2016 Chicago
Reporter: Katherine Brown

Securities finance exchange OneChicago saw its trading volume increase by 35 percent year-over-year as of November...

PIMCO fined $20m for ETF 鈥榦dd lots鈥� disclosure failure
02 December 2016 Washington DC
Reporter: Drew Nicol

Investment management firm PIMCO has been fined $20 million by the US SEC for misleading investors about the performance of one its first actively managed ETFs...