News search | Securities 麻豆影视传媒 Times

Generic business image for news articles

OCC recruits Laurie Flom
03 November 2014 Chicago
Reporter: Becky Butcher

Laurie Flom has joined OCC as first vice president and head of enterprise risk management...

HornbyChapman appoints new managing director
03 November 2014 London
Reporter: Becky Butcher

HornbyChapman has recruited Emma Berwick as managing director...

Basel Committee finalises NSFR
31 October 2014 Basel
Reporter: Mark Dugdale

Securities finance professionals have been given a Halloween treat in the form of the finalised net stable funding ratio....

EU to recognise third country CCPs
31 October 2014 Brussels
Reporter: Stephen Durham

The European Commission has adopted its first equivalence decisions for the regulatory regimes of CCPs in Australia, Hong Kong, Japan and Singapore...

More routes to market needed, says Citi
31 October 2014 New York
Reporter: Mark Dugdale

Changes in market structure and new capital requirements have driven securities lending activity away from a maximum utilisation approach...

ESMA: the tip of the shorting iceberg
30 October 2014 London
Reporter: Stephen Durham

The European Securities and Markets Authority (ESMA) has a total of 442 disclosed short positions under the rule (EU) 236/2012 that exceed the 0.5 percent threshold, as of 25 September...

SunGard's hottest stocks
30 October 2014 Global
Reporter: Stephen Durham

The hottest stocks from around the globe for the week beginning 27 October 2014 have been compiled by SunGard鈥檚 Astec Analytics...

Rule Financial recruits specialist Tony Sodhi
30 October 2014 London
Reporter: Becky Butcher

Tony Sodhi is the new addition of the business consulting group at Rule Financial. The new role requires Sodhi to work as a specialist to provide business advice to clients in post trade operations and derivatives...

4sight hires Edward Cockram
29 October 2014 New York
Reporter: Becky Butcher

4sight Financial Software has recruited Edward Cockram as North American product consulting director...

Solid week for software firms
29 October 2014 London
Reporter: Stephen Durham

Software firms have seen significant demand to borrow in the run up to Q3 earnings results, according to research from Markit...

AxiomSL launches SEC reporting system
29 October 2014 New York
Reporter: Stephanie Palmer

AxiomSL has launched a new system to simplify the Sea Rule 15c3-1 net capital reporting requirements for broker-dealers in the US...

Exclusive: Markit extends securities finance offering
29 October 2014 London
Reporter: Stephen Durham

Markit has extended its securities finance offering with the integration of all publicly disclosed short-selling positions required by ESMA regulations...