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Kiraly moves to HSBC
11 August 2010 Hong Kong
Reporter: Ben Wilkie

Matt Kiraly has been appointed head of sales for Asia-Pacific at HSBC Prime Services. He will be responsible for the sales and marketing of the Pime Services business in Asia, based in Hong Kong...

BTIG Appoints Michael Nethercott as a Director
10 August 2010 New York
Reporter: Justin Lawson

Continuing on from our story on the 5th August BTIG announces the appointment of Michael Nethercott as a Director in Equity Sales Trading. Nethercott joins BTIG from Lighthouse Financial Group

Associations respond to European Commission
10 August 2010 Brussels
Reporter: Ben Wilkie

ISLA, ISDA and the AFME have responded to the European Commission's consultation on short selling rules.

ConvergEx Grows its NorthPoint Business
09 August 2010 New York
Reporter: Steven Lafferty

ConvergEx Group, has announced that it has expanded NorthPoint Trading Partners, its recently acquired boutique prime services business, with four new hires.

RBC Dexia appoints Thompson as CFO
09 August 2010 London
Reporter: Justin Lawson

RBC Dexia Investor Services has appointed John W. Thompson to the post of Chief Financial Officer (CFO), subject to regulatory approval. Based in Toronto and reporting to CEO Jose Placido, he is scheduled to join today, August 9, 2010.

BlackRock looks to ETFs for shorts
08 August 2010 New York
Reporter: Ben Wilkie

BlackRock has applied for regulatory approval for the right to sell short when running exchange traded funds that track market indices.

OCC contract volume down
06 August 2010 Chicago
Reporter: Justin Lawson

The Options Clearing Corporation (OCC) announced today that total OCC cleared volume in July reached 279,245,228 contracts, representing a 9% decrease over the July 2009 volume of 307,085,331 contracts.

Strong July figures from Clearstream
06 August 2010 Brussels
Reporter: Ben Wilkie

In July 2010, the value of assets under custody held on behalf of customers by Clearstream registered an increase of four per cent to EUR10.8 trillion (compared to EUR10.4 trillion in July 2009).

DTCC Launches Equity Derivatives Reporting Repository
05 August 2010 London
Reporter: Steven Lafferty

The Depository Trust & Clearing Corporation (DTCC) announced today two significant developments: 1) the launch of its Equity Derivatives Reporting Repository (EDRR) and 2) FSA approval of DTCC Derivatives Repository Ltd subsidiary.

Merlin introduces new reporting functionalities
05 August 2010 San Francisco
Reporter: Justin Lawson

Merlin Securities, has launched new reporting functionality which will enable funds to more precisely articulate their performance for today's sophisticated institutional investors

BTIG Continues Prime Brokerage Expansion
05 August 2010 Boston
Reporter: Justin Lawson

BTIG LLC, has announced the continued expansion of its Prime Brokerage platform with the addition of Mike McCuin and Adrianne Schulte who have joined BTIG to broaden its Prime Brokerage offering. They join BTIG's Boston office

Northern Providence Investments selects RBC Dexia
05 August 2010 Toronto
Reporter: Steven Lafferty

RBC Dexia IS this week announced it has been appointed by Northern Providence Investments to provide custody, fund valuation and shareholder recordkeeping for that company's entire family of 14 SRI (socially responsible investment) funds.