All regulation news - Securities 麻豆影视传媒 Times

SEC issues guidance for broker-dealers on Treasury clearing

11 August 2025 US
Reporter: Zarah Choudhary

The US Securities and Exchange Commission has issued answers to FAQs that broker-dealers have posed to the staff regarding the customer protection rule

SEC votes to allow in-kind creations and redemptions for Crypto ETPs

30 July 2025 US
Reporter: Tahlia Kraefft

Bitcoin and ether ETPs will be permitted to generate and reclaim shares on an in kind basis under the changes

SEC extends compliance dates for 10c-1a

29 July 2025 US
Reporter: Carmella Haswell

It follows the Financial Industry Regulatory Authority鈥檚 decision to request an extension of Rule 10c-1a鈥檚 reporting date and the dissemination date

Canadian Securities Administrators issues exemptions for repo facility access

25 July 2025 Canada
Reporter: Carmella Haswell

The Contingent Term Repo Facility allows access to a potential liquidity risk management tool for eligible investment funds to proactively manage their liquidity

ISDA DRR supports revised derivatives data reporting rules

25 July 2025 Canada
Reporter: Carmella Haswell

The updated rules under Canadian Securities Administrators are the seventh set of reporting requirements to be included on the Digital Regulatory Reporting solution

ESAs publish DORA oversight guide

16 July 2025 Belgium
Reporter: Karl Loomes

The guide provides financial institutions and service providers with a high-level overview of the governance structure, processes, and supervisory tools

OSTTRA granted exemptions on mandatory clearing obligations

08 July 2025 UK
Reporter: Carmella Haswell

With the exemption now in place, the OSTTRA service can better optimise risk reduction through a more liquid and widely traded contract

High-level roadmap released for Europe鈥檚 T+1 transition

01 July 2025 Europe
Reporter: Carmella Haswell

Released by the EU T+1 Industry Committee, the report contains recommendations for market participants in the EU and EEA for the transition to a shorter settlement cycle

ESMA releases final report on UCITS Eligible Assets Directive

27 June 2025 Europe
Reporter: Carmella Haswell

The regulation is an implementing directive providing clarification on the assets a Undertakings for Collective Investment in Transferable Securities fund can invest in

SEC extends compliance date for broker-dealers

26 June 2025 US
Reporter: Carmella Haswell

The Rule 15c3-3 amendments require certain broker-dealers to increase the frequency of required reserve computations from weekly to daily

ESMA calls for evidence on streamlining financial transaction reporting

23 June 2025 Europe
Reporter: Jack McRae

ESMA hopes to enhance efficiency and reduce costs as well as maintain strong levels of transparency and oversight from the authorities

ISLA: A new regulatory dawn

20 June 2025 Spain
Reporter: Carmella Haswell

The 鈥楲eaders鈥� Perspectives & Predictions鈥� session, moderated by Andrew Dyson, ISLA CEO, provided a deep dive into the retail sector and the key regulatory changes impacting firms globally