All regulation news - Securities 麻豆影视传媒 Times

The ESAs and UK financial regulators sign MoU

19 January 2026 Europe
Reporter: Hansa Tote

The European Supervisory Authorities and UK financial regulators have signed an MoU on oversight of critical ICT third-party service providers under the Digital Operational Resilience Act

Thailand proposes revisions to short selling and SBL services

13 January 2026 Thailand
Reporter: Carmella Haswell

Looking to improve the appropriateness and efficiency of these services, Thailand鈥檚 SEC also aims to enhance regulatory oversight in line with the current capital market conditions

SEBI reviews framework for stock brokers

12 January 2026 India
Reporter: Carmella Haswell

The Securities and Exchange Board of India has carried out a review of the extant technical glitch framework for stock brokers and has modified it in line with ease of compliance

DTCC receives approval for new agent clearing service

07 January 2026 US
Reporter: Carmella Haswell

Approval from the US SEC enables the firm to offer the service within FICC鈥檚 ACS offering, and through BNY鈥檚 Global Collateral Platform

Saudi Arabia opens capital market to all foreign investors

06 January 2026 Saudi Arabia
Reporter: Carmella Haswell

The move aims to expand and diversify the base of investors permitted to invest in the Main Market, supporting investment inflows and enhancing market liquidity

Macquarie admits short selling misconduct

19 December 2025 Australia
Reporter: Hansa Tote

Macquarie Securities Australia has agreed to pay a AU$35 million fine for its inaccurate reporting, caused by multiple systems-related failures

SIFMA publishes Treasury clearing framework

19 December 2025 US
Reporter: Hansa Tote

The report, titled 鈥楿S Treasury and Repo Clearing Done-Away Model Design Considerations鈥� builds upon the 鈥楿S Treasury Central Clearing Industry Considerations Report鈥� published in November 2024

SEC confirms new implementation dates for Rules 10c-1a and 13f-2

04 December 2025 US
Reporter: Carmella Haswell

Disappointed in the decision, SEC Commissioner Caroline A. Crenshaw says the SEC is 鈥渁ttempting to camouflage a new willingness to repeatedly bend the rules until they break鈥�

Nigeria鈥檚 capital market moves to T+2

01 December 2025 Nigeria
Reporter: Carmella Haswell

The transition positions Nigeria more competitively within the global capital market landscape, where shorter settlement cycles are increasingly becoming the standard

Settlement risk fears persist for T+1 despite automation uplift

25 November 2025 UK, Europe
Reporter: Carmella Haswell

The UK & EU T+1 pulse survey examines feedback from over 350 market participants and reviews how the two regions are progressing towards an accelerated settlement cycle

FCA reveals transaction reporting proposals to cut costs

24 November 2025 UK
Reporter: Carmella Haswell

Over 拢100 million in savings have been set out by the Financial Conduct Authority as the regulator proposes to streamline transaction reporting requirements

SEC to tackle 鈥榦utstanding issues鈥� in US Treasury Clearing Rules

14 November 2025 US
Reporter: Carmella Haswell

According to Commissioner Mark T. Uyeda, the scope of requirements for inter-affiliate transactions is among the most urgent questions in need of resolution