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Richard Wallace joins OCC
12 December 2013 Chicago
Reporter: Daniel Jackson

Richard Wallace has joined the Options Clearing Corporation as senior vice president and chief compliance officer...
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SEC approves new FINRA lending rules
12 December 2013 Washington DC
Reporter: Mark Dugdale

New rules in the US on securities loans and borrowings, permissible uses of customers鈥 securities, and callable securities have received Securities and Exchange Commission approval...
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AXA IM extends partnership with State Street
12 December 2013 London
Reporter: Daniel Jackson

AXA Investment Managers has extended its investment operations outsourcing mandate with State Street for an additional five years...
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FTT is alive and deadly, warns UK parliament group
12 December 2013 London
Reporter: Mark Dugdale

The European Commission鈥檚 approach to the enhanced cooperation behind the Financial Transaction Tax has been 鈥渦njustified and misconceived鈥, according to a UK House of Lords committee...
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Clearstream GSF rises 10 percent year-on-year
11 December 2013 Luxembourg
Reporter: Daniel Jackson

Clearstream has published its monthly figures for November 2013. The data shows that, for the firm's global securities financing services, the monthly average outstanding reached 鈧602.6 billion...
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Citi survey finds '2/20' fading
10 December 2013 New York
Reporter: Daniel Jackson

The business of hedge funds is caught between rising costs and falling management fees, holding little profit for managers that do not perform, according to a survey...
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ISLA warns against haircuts regulation
09 December 2013 London
Reporter: Georgina Lavers

The ICMA ERC and ISLA have both responded to proposed regulation from the FSB, in a joint letter that warned against the excessive curbing of haircut practices...
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Exchange council members elected at Eurex
06 December 2013 Frankfurt
Reporter: Daniel Jackson

The electoral committee of Eurex Deutschland has today confirmed the result of the exchange council election...
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