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EXCLUSIVE: Gaspar joins Charles Schwab

19 April 2016 New York
Reporter: Drew Nicol

Lauren Gaspar has joined Charles Schwab as managing director of securities lending...

EXCLUSIVE:Sheehan to leave Citi

15 April 2016 Dublin
Reporter: Drew Nicol

Stephen Sheehan, director of securities finance sales and relationship management for Europe, the Middle East and Africa at Citi, has left the bank after 10 years.

DTCC appoints three new board members

14 April 2016 New York
Reporter: Drew Nicol

The Depository Trust & Clearing Corporation (DTCC) has elected three new members to its board of directors...

SEC鈥檚 asset management enforcer to depart

12 April 2016 Washington DC
Reporter: Drew Nicol

Securities and Exchange Commission asset management enforcement co-chief Marshall Sprung will leave his role in April...

OCC appoints Lester and Yates as board members

06 March 2016 Chicago
Reporter: Drew Nicol

The Options Clearing Corporation has appointed Susan Lester and William Yates to its board of directors...

Yang leaves Barclays for Citi prime finance role

04 April 2016 Hong Kong
Reporter: Stephanie Palmer

Citi has appointed Angus Yang as head of prime finance for Asia Pacific...

Northern Trust adds Gillingwater to sec lending team

31 March 2016 London
Reporter: Drew Nicol

Northern Trust has appointed Joseph Gillingwater as head of fixed income securities lending trading for Europe, the Middle East and Africa, and the Asia Pacific...

Hong Kong SFC taps Atkinson for director

30 March 2016 Hong Kong
Reporter: Drew Nicol

Hong Kong鈥檚 Securities and Futures Commission has appointed Thomas Atkinson as executive director of enforcement for a three-year term, effective 3 May...

EXCLUSIVE: DNB Bank head of sec finance to leave

23 March 2016 Oslo
Reporter: Drew Nicol

DNB Bank鈥檚 head of trading securities finance, Dag Rudil酶kken, is set to move to Nordea Bank, according to multiple sources...

Commerzbank derivatives head to leave

23 March 2016 Frankfurt
Reporter: Drew Nicol

Commerzbank鈥檚 Eugene Stanfield, head of derivatives execution and clearing, is set to leave the bank after eight years, according to multiple sources...

HilltopSecurities appoints new general counsel

08 March 2016 Dallas
Reporter: Drew Nicol

HilltopSecurities鈥檚 senior vice president Brian Wittneben has replaced Allen Tub as the company鈥檚 general counsel...

TradeStation鈥檚 Sredni to retire

08 March 2016 Plantation, Florida
Reporter: Drew Nicol

Salomon Sredni is set to retire as president and CEO of TradeStation Group, the parent company of TradeStation Securities, effective 31 March...

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