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OFR proposes daily trade reporting for bilateral repo

06 January 2023 US
Reporter: Bob Currie

Under the Proposed Rule, firms will be required to submit trade and collateral information on all outstanding bilateral repo transactions, providing 33 data elements, including haircut, rate and optionality, on a daily basis

First Derivative joins UnaVista鈥疨artner Programme

21 December 2022 United Kingdom
Reporter: Jenna Lomax

The combination of First Derivative鈥檚 business and UnaVista鈥檚 technology platform aims to 鈥痵olve technology, regulatory and operational challenges

EU Council revises mandatory buy-in rules

21 December 2022 Europe
Reporter: Carmella Haswell

EU member states agree on proposed update for the Central Securities Depositories Regulation, including clarification on mandatory buy-in rules

ESMA provides clarity on EMIR Refit

20 December 2022 Europe
Reporter: Carmella Haswell

The guidelines provided by the financial markets regulator aim to enhance the harmonisation and standardisation of reporting under the upcoming European Market Infrastructure Regulation

ESMA issues guidance on DLT-based market infrastructure

16 December 2022 EU
Reporter: Bob Currie

These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system

SEC proposes shake up of best execution rules

15 December 2022 US
Reporter: Bob Currie

The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission鈥檚 own rule-book, along with steps to tighten up insider-trading rules

Banks must apply a prudent approach when providing funding to LDIs, says BoE

14 December 2022 UK
Reporter: Bob Currie

In its latest Financial Stability Report, the Bank of England finds that the UK banking sector is resilient to a further economic downturn, but it recognises a need to monitor the build up of stress in LDI funds and the NBFI sector

UK government launches consultation on short-selling practices

09 December 2022 UK
Reporter: Bob Currie

Through its review of the Short Selling Regulation, the government aims to gauge whether the UK鈥檚 approach to regulating the short selling of shares reflects the current circumstances of the post-Brexit UK market

ESMA backs actions of Irish and Luxembourg regulators on LDI fund resilience

01 December 2022 Ireland, Luxembourg
Reporter: Bob Currie

The Central Bank of Ireland and Commission de Surveillance du Secteur Financier yesterday wrote to managers of GBP LDI funds outlining actions to protect fund resilience, including the impact of market shocks on collateral calls and forced sales

SFTS: UMR Phase 6 is not an 鈥榚ndpoint鈥� as firms are set to onboard late

24 November 2022 UK
Reporter: Carmella Haswell

Phase 6 of the Uncleared Margin Rules is expected to continue for a 鈥渓ong period of time鈥� as approximately 900 firms are in the monitoring phase and are not 鈥渇ully engaged鈥� in UMR

鈥淣othing moves that quickly鈥� when it comes to regulation, SFT Technology Symposium panelist says

23 November 2022 United Kingdom
Reporter: Lucy Carter

During the 鈥楻egulation鈥� panel, speakers discussed the current state of regulation in the industry, including the relationships between regulators and the market, what clients are looking for and what might lie ahead

Majority of firms are not ready for CFTC Rewrite, says S&P Global Market Intelligence survey

16 November 2022 Global
Reporter: Carmella Haswell

The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers

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