In a recent Torstone Technology survey, 60 per cent of institutions said that settlement failures, attributed to inadequacies of the middle-office, are still a significant problem for their business
The European Banking Authority has launched a public consultation on draft regulatory technical standards detailing criteria for identifying shadow banking entities for the purpose of reporting large exposures
Pirum and IHS Markit鈥檚 survey examines whether industry expectations around SFTR implementation were met and how SFTR offers a blueprint for future regulations
The EU securities market regulator aims to deliver CCP recovery plans that protect the financial soundness of CCPs without a need for public support in crisis conditions
EU securities market regulator fines DTCC Derivatives Repository Plc 鈧408,000 for EMIR breaches relating to data confidentiality and for failing to provide direct and immediate data access to regulators
Financial Stability Board publishes report to the G20 on LIBOR transition, telling the market to choose robust reference rates for the stake of financial stability
UK financial conduct regulator aims to encourage investor access to higher growth sectors, while delivering a simplified rulebook and higher standards of transparency and investor protection