Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance
Karan Kapoor, head of regulatory change and technology at Delta Capita, suggested the key will be to make settlement efficiency improvement a joint objective for front-office and operations teams
A further delay to the Central Securities Depositories Regulation's settlement discipline regime until 1 February 2022 has been welcomed by industry participants
Financial Services Commission cited concerns over fresh market volatility caused by a second wave of COVID-19 infections and plans to ratchet up penalties on illegal short selling activities
ISLA in partnership with Clifford Chance has published a series of letters aimed at guiding triparty collateral managers and agent lenders through SRD II
20 August 2020Luxembourg Reporter: Rebecca Delaney
Clearstream has selected WM Gruppe as a service provider for three central securities depositories to meet requirements under the second Shareholder Rights Directive
Cappitech has extended its support of regulatory regimes to include the Monetary Authority of Singapore over-the-counter derivatives transaction reporting through DTCC