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TriOptima and DTCC expand partnership to SFTR reporting

08 July 2020 London
Reporter: Drew Nicol

The partnership allows market participants to compare and align records via DTCC鈥檚 Global Trade Repository service with their reported data fields in TriOptima's triResolve platform

CSDR and EMIR clash on derivatives, warn trade bodies

07 July 2020 London
Reporter: Drew Nicol

Derivatives should be exempt from CSDR as settlement failure events are already covered by EMIR and other existing rules frameworks, says FIA and ISDA

ISLA produces CSDR FAQs

06 July 2020 London
Reporter: Drew Nicol

The documents focus on how CSDR鈥檚 incoming mandatory buy-ins and cash penalty rules apply to securities lending transactions entered into under a GMSLA

DTCC expands custodian community ahead of CSDR go live

01 July 2020 London
Reporter: Rebecca Delaney

The global custodian community of the DTCC has grown to 11 in preparation for the Central Securities Depositories Regulation's go-live in February

Sweden to launch digital reporting tool for short sellers

01 July 2020 Stockholm
Reporter: Drew Nicol

Currently, short sellers are using a paper-based reporting system or email to report net short positions to the Swedish Financial Conduct Authority

US SEC fines BNP Paribas Securities Corp for Regulation SHO violations

30 June 2020 New York
Reporter: Drew Nicol

The New York-based broker-dealer has been fined for lending shares to an unreliable hedge fund client to settle long sale orders in 2016

Euroclear ESES selects Taskize for client servicing

29 June 2020 London
Reporter: Rebecca Delaney

ESES has gone live with the Taskize communication channel for client servicing

UK鈥檚 exclusion of CSDR鈥檚 settlement discipline regime set to create new challenges

25 June 2020 London
Reporter: Becky Bellamy

The UK鈥檚 exclusion of CSDR's settlement discipline regime as part of its adoption of EU regulations post Brexit, will 鈥渦ndoubtedly create new challenges for firms in the UK鈥�

EU strikes deal on clearing houses recovery and resolution plans

25 June 2020 Brussels
Reporter: Becky Bellamy

The Presidency of the Council and the European Parliament have reached a deal on a common set of rules for CCPs and their authorities to prepare for and deal with financial difficulties

DTCC鈥橲 SFTR solution sees 80 percent user growth

24 June 2020 London
Reporter: Natalie Turner

DTCC has 250 clients committed to its Global Trade Repository for SFTR services

CSDR buy-in rules to be dropped by UK

23 June 2020 London
Reporter: Drew Nicol

The UK will not include the CSDR settlement discipline regime as part of its adoption of EU regulations post Brexit as it falls outside the transition period

Brexit: UK will not onshore SFTR for NFCs

23 June 2020 London
Reporter: Drew Nicol

The chancellor of the exchequer has today confirmed that phase four of SFTR, which brings reporting rules for NFCs, will not be onshored in the UK after Brexit

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