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ESMA calls for industry comment on short selling rules

11 July 2017 Paris
Reporter: Drew Nicol

Ahead of the consultation, which will run until 4 September, ESMA published a new whitepaper that addresses the exemption in short selling regulations for market making activities

Buy-side reg compliance takes up a fifth of expenditure

10 July 2017 London
Reporter: Drew Nicol

The cost of regulatory compliance is draining up to a fifth of smaller hedge funds鈥� total expenditure, an AIMA and GPP survey has found

Fend off reform fatigue, urges FSB

06 July 2017 Hamburg
Reporter: Mark Dugdale

The Financial Stability Board has called on the leaders of G20 nations to fend off reform fatigue and continue to work together

FCA reveals final MiFID II rules

05 July 2017 London
Reporter: Stephanie Palmer

The UK鈥檚 Financial Conduct Authority has revised some of its proposals on implementation of MiFID II, issuing its final rules and guidance on the directive

MiFID II a threat to market liquidity

29 June 2017 Warsaw
Reporter: Stephanie Palmer

New rules under MiFID II could restrict liquidity in the market and have a negative effect on securities lending and repo industry, according to Anna Biala, a partner at Clifford Chance

IHS Markit tackles MiFID II challenge for buy-side

29 June 2017 London
Reporter: Drew Nicol

IHS Markit has launched RPA Manager, a new service to help asset managers acquire investment research in compliance with MiFID II.

MiFID II data security paramount, warns Silverfinch

28 June 2017 London
Reporter: Theo Andrew

Data sent to regulators as part of the second Markets in Financial Instruments Directive (MiFID II) reporting requirements must be sent and managed securely, said regulatory data exchange Silverfinch

Collateral liquidity drought driving buy-side to CCPs, survey reveals

27 June 2017 New York
Reporter: Drew Nicol

The report also highlighted that the 鈥渃lassic concerns鈥� associated with use of CCPs still endure

Former ITG sec lending trader banned for ADR misuse

23 June 2017 Washington DC
Reporter: Drew Nicol

The charges follow ITG鈥檚 settlement in January when the broker-dealer agreed to pay more than $24.4 million over allegations of securities lending violations relating to the facilitation of naked short selling

Quantitative easing going nowhere for now

22 June 2017 Berlin
Reporter: Mark Dugdale

The European Central Bank (ECB) left interest rates unchanged earlier in June and expects them 鈥渢o remain at their present levels for an extended period of time, and well past the horizon of the net asset purchases鈥�

Rule 15c3-3 reform offers equity collateral

22 June 2017 Berlin
Reporter: Mark Dugdale

Potential reform of SEC Rule 15c3-3 is likely to change the US market, but the likes of the UK will see a realignment in trading rather than an out-and-out replacement

Fragmentation would weaken central clearing, says Mark Carney

20 June 2017 London
Reporter: Mark Dugdale

In a speech at a breakfast event at Mansion House in London, Carney warned against carving up London鈥檚 clearing market once the UK leaves the EU

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