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Broadridge takes on SFTR reporting requirements
20 June 2017 New York
Reporter: Stephanie Palmer

Broadridge is addressing trade reporting requirements set to come in with the Securities Financing Transaction Regulation, launching a new solution spanning the entire reporting lifecycle
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US Financial CHOICE Act heads to Senate
09 June 2017 Washington DC
Reporter: Drew Nicol

US President Donald Trump鈥檚 efforts to turn back the clock by gutting the bulk of post-crisis regulation took another step forward yesterday, with the House of Representatives passing the Financial CHOICE Act unopposed
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FCA releases results of dividend arbitrage review
07 June 2017 London
Reporter: Mark Dugdale

Some UK-based firms engaged in dividend arbitrage may not be identifying the risk posed by contrived or fraudulent trading for the purpose of making illegitimate withholding tax reclaims
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CCMA praises Canadian market participants on T+2 preparations
30 May 2017 Toronto
Reporter: Stephanie Palmer

Keith Evans praised the country鈥檚 financial markets regulators and participants in their efforts to prepare for the move to T+2 on 5 September, designed to 鈥渇urther strengthen鈥 the marketplace
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RMA offers amendments to Dodd-Frank rules
26 May 2017 Washington DC
Reporter: Drew Nicol

The Risk Management Association鈥檚 securities lending committee has written to the US Treasury as part of its President Donald Trump-mandated review of regulatory burdens on the financial system
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Shadow banking on the up, says FSB


11 May 2017 London
Reporter: Drew Nicol

Global shadow banking continued to grow in 2015 but the FSB did identify new risks that require fresh regulatory requirements
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Hong Kong short sellers fined


08 May 2017 Hong Kong
Reporter: Drew Nicol

Two Hong Kong short sellers have been fined after pleading guilty to illegally shorting stocks
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